**About BNP Paribas**: BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 63 countries, with more than 180,000 employees, including more than 146,000 in Europe. The Group has key positions in its three main operating divisions: Commercial, Personal Banking & Services (CPBS) and Investment & Protection Services (IPS) (whose retail-banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises: corporate clients and institutional investors. The Group helps all its clients (individuals, community associations, entrepreneurs, SMEs, corporate and institutional clients) to realize their projects through solutions spanning from financing, investment, savings and protection insurance. In Europe, the Group has four leading markets: Belgium, France, Italy and Luxembourg and BNP Paribas Personal Finance is the leader in consumer lending. In its Corporate & Institutional Banking and Investment and Protection Services activities, BNP Paribas also enjoys top positions in Europe, a strong presence in the Americas as well as a solid and fast-growing business in Asia-Pacific. **BUSINESS OVERVIEW**: Latin America is an important market for BNP Paribas. While Brazil remains the largest economy in Latin America and the Groups activity regionaly, other major countries in the region are also significant contributors for the business and for long standing relations with clients. For example, BNP Paribas has been uninterruptedly present in Colombia for more than 40 years. BNP Paribas has a historical footprint in the Hispanic Latin America. The Bank has been in the region since 1914 and is now present in 5 countries with nearly 2000 employees between Corporate and Institutional Banking (CIB) and Investment and Protection Services. CIB in Hispanic Latin America has world-class teams of roughly 200 professionals spread among Colombia, Mexico, Chile, Peru and Argentina, thus ensuring an overall coverage of BNP Paribas’ client franchise in the region. All BNP Paribas’ CIB business lines are represented in Hispanic Latin America where the bank has presence and are structured in such a way as to provide their clients with the best combination of specialists according to sector, product or geographic region. In the context of growing globalization, they are able to accommodate their clients thanks to their powerful regional platforms: In North America essentially New York with a number of professionals covering Latin America. In Europe with major hubs such as Paris, London, Frankfurt, Madrid, etc. In Asia with a broad coverage of all major economies in the region. In Colombia, BNP Paribas has presence through 5 legal entities representing the Group: 1 Rep. Office, a Corporación Financiera for local CIB banking license activity and a Trust company for Securities Services, all within the Corporate and Institutional Banking operating Division. As for Investment and Protection Services, an insurance company (Cardif) and a Rep Office for Asset Management. BNP Paribas is the European bank with the longest uninterrupted presence in the country. **JOB PURPOSE**: ***: Key contact with regulatory entities, providing a daily tracking and control of operations and investments in accordance with the investment policy and regulatory guidelines, to contribute to the accuracy and integrity of the legal compliance and reports submitted to regulators. Therefore, this role must have a detailed knowledge of regulations; keep permanent updated of the information about policies and regulations related to limits and restrictions applicable to trade operations, funds, and portfolios. This role has a cleared view of the operation, market and legal aspects, besides an experience of client service to breaches management; for that reason, this role is in charge of the valuation procedure for local and foreign clients. **DUTIES AND RESPONSIBILITIES**: Execute the uploading process of the files needed for performing the investment compliance activity. Perform investment compliance activities, monitoring and evaluating limits and / or restrictions over securities positions belonging to the funds or portfolios under custody. Elaborate, analyze, and send on a daily basis the breach notice (if applies) with the breaches identified during the investment compliance process to the correspondent client using the BNP Paribas templates and base on the client’s list of contact. Set up and monitor of the legal and regulatory limits of the funds or portfolios under custody in the tools used for this purpose that guarantees the adequate calculation and control of the established conditions. Stay up to date with policies and regulations related to limits and restrictions applicable to trade operations, funds or portfolios and investment vehicles that are in custody. Identify, analyze, and request permanent update in the databases of the to