The reference data services sr manager accomplishes results through the management of professional team(s) and department(s). integrates subject matter and industry expertise within a defined area. contributes to standards around which others will operate. requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the entire function. requires basic commercial awareness. developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. has responsibility for volume, quality, timeliness and delivery of end results of an area. may have responsibility for planning, budgeting and policy formulation within area of expertise. involved in short-term planning resource planning. full management responsibility of a team, which may include management of people, budget and planning, to include duties such as performance evaluation, compensation, hiring, disciplinary and terminations and may include budget approval. this role is for an experienced operational manager with a strong record of accomplishment of delivering high quality service to internal and external clients of a large banking services organization. in addition to the day to day management of the data and regulatory documentation operations team. key areas of focus for data and regulatory documentation operations will include: regional management responsibilities for the document operations team; which supports the leg...
Description this is an analyst position within the mac documentation operations unit. the primary responsibility is to provide support for day-to-day operational activities related to the processing of trading legal agreements. the role focuses on ensuring data quality of the submission of contracts and assisting in the accurate entry of these key contract data points into internal systems. the analyst will work closely with more senior team members to review legal documentation and internal forms, identify, verify critical data points, and input this information accurately into the mac system and ensure to address any input feedback provided by senior members of the team. the role will also include uploading documents into the designated repository system and flagging any issues or discrepancies to internal stakeholders for resolution. the analyst will be required to work on a variety of bilateral contracts such as the international swaps and derivatives association (isda) agreements and securities financing transactions (, master repurchase agreement (mra), global master repurchase agreement (gmra), master securities loan agreement (msla), master securities forward transaction agreement (msfta), and futures agreements). the expectation is to develop a foundational understanding of this documentation over time, understand how to verify the data submitted and ensure all attributes are correctly uploaded into mac system. this is a developmental role, and training will be provided. the ideal candidate should be detail-oriented, eager to learn, and a strong team player. whi...
Kyc risk evaluation management (rem) is an aml function that is responsible for conducting a risk evaluation of new and existing clients with certain high-risk attributes. a risk evaluation is a holistic assessment of these high-risk attributes reviewing in conjunction with the client’s kyc profile to determine whether to on-board or maintain the relationship from an aml perspective. to achieve this goal, a rem analyst needs to be able to understand risk concepts, identify root causes, and analyze complex issues. as such, responsibilities include: responsibilities: understanding the applicable global kyc policies, standards and procedures assess various components of the kyc profile to support the disposition of the client. this may include: client information, ownership structure, name screening matches, edd, product profile, and local requirements. identify and analyze interconnected risks within a kyc profile when necessary, independently investigate risks components to understand context and resolve material issues provide clear, concise, and self-sustaining risk analyses that support the ultimate disposition of each kyc profile reviewed disposition each kyc profile in a timely and effective manner provide advice from an aml perspective on issues escalated by the business escalate aml concerns or any significant suspicious activities to senior management operationally review and apply risk rating overrides in applicable systems when requested by aml/non-aml functions support management with provision of accurate weekly and monthly metrics if requested ability to review ...
The reference data services analyst 2 is a developing professional role. applies specialty area knowledge in monitoring, assessing, analyzing and/or evaluating processes and data. identifies policy gaps and formulates policies. interprets data and makes recommendations. researches and interprets factual information. identifies inconsistencies in data or results, defines business issues and formulates recommendations on policies, procedures or practices. integrates established disciplinary knowledge within own specialty area with basic understanding of related industry practices. good understanding of how the team interacts with others in accomplishing the objectives of the area. develops working knowledge of industry practices and standards. limited but direct impact on the business through the quality of the tasks/services provided. impact of the job holder is restricted to own team. responsibilities: day to day oversight and contribution to creation and maintenance of customer accounts, security and pricing data within multiple systems across multiple teams. identify opportunities for improvements to quality of data and client service levels acts as backup for manager provides direction and guidance to team, evaluating performance, making recommendations and identifying training requirements. responsible for the successful management and delivery of project initiatives and for the supervision of junior staff to ensure delivery of their tasks which contribute to the projects. appropriately assess risk when business decisions are made, demonstrating particular considerati...
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